HTML 5.3

W3C Working Draft,

9. The XML syntax

This section only describes the rules for XML resources. Rules for text/html resources are discussed in the section above entitled "The HTML syntax".

9.1. Writing documents in the XML syntax

The syntax for using HTML with XML, whether in XHTML documents or embedded in other XML documents, is defined in the XML and Namespaces in XML specifications. [XML] [XML-NAMES]

This specification does not define any syntax-level requirements beyond those defined for XML proper.

XML documents may contain a DOCTYPE if desired, but this is not required to conform to this specification. This specification does not define a public or system identifier, nor provide a formal DTD.

According to the XML specification, XML processors are not guaranteed to process the external DTD subset referenced in the DOCTYPE. This means, for example, that using entity references for characters in XHTML documents is unsafe if they are defined in an external file (except for <, >, &, " and ').

9.2. Parsing XML documents

This section describes the relationship between XML and the DOM, with a particular emphasis on how this interacts with HTML.

An XML parser, for the purposes of this specification, is a construct that follows the rules given in the XML specification to map a string of bytes or characters into a Document object.

To create DOM nodes representing elements an XML parser must use the create an element for a token algorithm, or some equivalent that operates on appropriate XML datastructures, to ensure the proper element interfaces are created and that custom elements are set up correctly.

An XML parser is either associated with a Document object when it is created, or creates one implicitly.

This Document must then be populated with DOM nodes that represent the tree structure of the input passed to the parser, as defined by the XML specification, the Namespaces in XML specification, and the DOM specification. DOM mutation events must not fire for the operations that the XML parser performs on the Document’s tree, but the user agent must act as if elements and attributes were individually appended and set respectively so as to trigger rules in this specification regarding what happens when an element is inserted into a document or has its attributes set, and the DOM specification’s requirements regarding mutation observers mean that mutation observers are fired (unlike mutation events). [XML] [XML-NAMES] [DOM] [UIEVENTS]

Between the time an element’s start tag is parsed and the time either the element’s end tag is parsed or the parser detects a well-formedness error, the user agent must act as if the element was in a stack of open elements.

This is used, e.g., by the object element to avoid instantiating plugins before the param element children have been parsed.

This specification provides the following additional information that user agents should use when retrieving an external entity: the public identifiers given in the following list all correspond to the URL given by this link. (This URL is a DTD containing the entity declarations for the names listed in the §8.5 Named character references section.) [XML]

Furthermore, user agents should attempt to retrieve the above external entity’s content when one of the above public identifiers is used, and should not attempt to retrieve any other external entity’s content.

This is not strictly a violation of the XML specification, but it does contradict the spirit of the XML specification’s requirements. This is motivated by a desire for user agents to all handle entities in an interoperable fashion without requiring any network access for handling external subsets. [XML]

XML parsers can be invoked with XML scripting support enabled or disabled. Except where otherwise specified, XML parsers are invoked with XML scripting support enabled.

When an XML parser with XML scripting support enabled creates a script element, it must be marked as being "parser-inserted" and its "non-blocking" flag must be unset. If the parser was originally created for the XML fragment parsing algorithm, then the element must be marked as "already started" also. When the element’s end tag is subsequently parsed, the user agent must perform a microtask checkpoint, and then prepare the script element. If this causes there to be a pending parsing-blocking script, then the user agent must run the following steps:

  1. Block this instance of the XML parser, such that the event loop will not run tasks that invoke it.
  2. Spin the event loop until the parser’s Document has no style sheet that is blocking scripts and the pending parsing-blocking script’s "ready to be parser-executed" flag is set.
  3. Unblock this instance of the XML parser, such that tasks that invoke it can again be run.
  4. Execute the pending parsing-blocking script.
  5. There is no longer a pending parsing-blocking script.

Since the document.write() API is not available for XML documents, much of the complexity in the HTML parser is not needed in the XML parser.

When the XML parser has XML scripting support disabled, none of this happens.

When an XML parser would append a node to a template element, it must instead append it to the template element’s template contents (a DocumentFragment node).

This is a willful violation of the XML specification; unfortunately, XML is not formally extensible in the manner that is needed for template processing. [XML]

When an XML parser creates a Node object, its node document must be set to the node document of the node into which the newly created node is to be inserted.

Certain algorithms in this specification spoon-feed the parser characters one string at a time. In such cases, the XML parser must act as it would have if faced with a single string consisting of the concatenation of all those characters.

When an XML parser reaches the end of its input, it must stop parsing, following the same rules as the HTML parser. An XML parser can also be aborted, which must again be done in the same way as for an HTML parser.

For the purposes of conformance checkers, if a resource is determined to be in the XHTML syntax, then it is an XML document.

9.3. Serializing XML fragments

The XML fragment serialization algorithm for a Document or Element node either returns a fragment of XML that represents that node or throws an exception.

For Documents, the algorithm must return a string in the form of a document entity, if none of the error cases below apply.

For Elements, the algorithm must return a string in the form of an internal general parsed entity, if none of the error cases below apply.

In both cases, the string returned must be XML namespace-well-formed and must be an isomorphic serialization of all of that node’s relevant child nodes, in tree order. User agents may adjust prefixes and namespace declarations in the serialization (and indeed might be forced to do so in some cases to obtain namespace-well-formed XML). User agents may use a combination of regular text and character references to represent Text nodes in the DOM.

A node’s relevant child nodes are those that apply given the following rules:

For template elements
The relevant child nodes are the child nodes of the template element’s template contents, if any.
For all other nodes
The relevant child nodes are the child nodes of node itself, if any.

For Elements, if any of the elements in the serialization are in no namespace, the default namespace in scope for those elements must be explicitly declared as the empty string. (This doesn’t apply in the Document case.) [XML] [XML-NAMES]

For the purposes of this section, an internal general parsed entity is considered XML namespace-well-formed if a document consisting of an element with no namespace declarations whose contents are the internal general parsed entity would itself be XML namespace-well-formed.

If any of the following error cases are found in the DOM subtree being serialized, then the algorithm must throw an InvalidStateError exception instead of returning a string:

These are the only ways to make a DOM unserialisable. The DOM enforces all the other XML constraints; for example, trying to append two elements to a Document node will throw a HierarchyRequestError exception.

9.4. Parsing XML fragments

The XML fragment parsing algorithm either returns a Document or throws a "SyntaxError" DOMException. Given a string input and a context element context, the algorithm is as follows:

  1. Create a new XML parser.
  2. Feed the parser just created the string corresponding to the start tag of the context element, declaring all the namespace prefixes that are in scope on that element in the DOM, as well as declaring the default namespace (if any) that is in scope on that element in the DOM.

    A namespace prefix is in scope if the DOM lookupNamespaceURI() method on the element would return a non-null value for that prefix.

    The default namespace is the namespace for which the DOM isDefaultNamespace() method on the element would return true.

    No DOCTYPE is passed to the parser, and therefore no external subset is referenced, and therefore no entities will be recognized.

  3. Feed the parser just created the string input.
  4. Feed the parser just created the string corresponding to the end tag of the context element.
  5. If there is an XML well-formedness or XML namespace well-formedness error, then throw a "SyntaxError" DOMException and abort these steps.
  6. If the document element of the resulting Document has any sibling nodes, then throw a "SyntaxError" DOMException and abort these steps.
  7. Return the child nodes of the document element of the resulting Document, in tree order.