Copyright ©2002 W3C® (MIT, INRIA, Keio), All Rights Reserved. W3C liability, trademark, document use and software licensing rules apply.
This is the specification of the Platform for Privacy Preferences (P3P). This document, along with its normative references, includes all the specification necessary for the implementation of interoperable P3P applications.
This section describes the status of this document at the time of its publication. Other documents may supersede this document. The latest status of this document series is maintained at the W3C.
This is the 28 January 2002 Proposed Recommendation of the Platform for Privacy Preferences 1.0 (P3P1.0) Specification. The Proposed Recommendation review period ends on 25 February 2002. This document has been produced by the P3P Specification Working Group (Members-only) as part of the P3P Activity.
W3C Advisory Committee representatives are encouraged to review this specification and return comments to p3p-review@w3.org, which is visible to the W3C Team only.
After the review, the W3C Director will announce the document's disposition: it may become a W3C Recommendation (possibly with minor changes), it may revert to Working Draft status, or it may be dropped as a W3C work item. This announcement should not be expected sooner than 14 days after the end of the review.
A change log with a summary of the modifications occurred from the 28 September Last Call Working Draft is included at the end of this document for convenience
Please send comments to www-p3p-public-comments@w3.org (publicly archived).
Publication as a Proposed Recommendation does not imply endorsement by the W3C membership: this document may still be updated, replaced or obsoleted by other documents at any time. A list of current public W3C Working Drafts can be found at http://www.w3.org/TR.
The Platform for Privacy Preferences Project (P3P) enables Web sites to express their privacy practices in a standard format that can be retrieved automatically and interpreted easily by user agents. P3P user agents will allow users to be informed of site practices (in both machine- and human-readable formats) and to automate decision-making based on these practices when appropriate. Thus users need not read the privacy policies at every site they visit.
Although P3P provides a technical mechanism for ensuring that users can be informed about privacy policies before they release personal information, it does not provide a technical mechanism for making sure sites act according to their policies. Products implementing this specification MAY provide some assistance in that regard, but that is up to specific implementations and outside the scope of this specification. However, P3P is complementary to laws and self-regulatory programs that can provide enforcement mechanisms. In addition, P3P does not include mechanisms for transferring data or for securing personal data in transit or storage. P3P may be built into tools designed to facilitate data transfer. These tools should include appropriate security safeguards.
The P3P1.0 specification defines the syntax and semantics of P3P privacy policies, and the mechanisms for associating policies with Web resources. P3P policies consist of statements made using the P3P vocabulary for expressing privacy practices. P3P policies also reference elements of the P3P base data schema -- a standard set of data elements that all P3P user agents should be aware of. The P3P specification includes a mechanism for defining new data elements and data sets, and a simple mechanism that allows for extensions to the P3P vocabulary.
P3P version 1.0 is a protocol designed to inform Web users of the data-collection practices of Web sites. It provides a way for a Web site to encode its data-collection and data-use practices in a machine-readable XML format known as a P3P policy. The P3P specification defines:
The goal of P3P version 1.0 is twofold. First, it allows Web sites to present their data-collection practices in a standardized, machine-readable, easy-to-locate manner. Second, it enables Web users to understand what data will be collected by sites they visit, how that data will be used, and what data/uses they may "opt-out" of or "opt-in" to.
As an introduction to P3P, let us consider one common scenario that makes use of P3P. Claudia has decided to check out a store called CatalogExample, located at http://www.catalog.example.com/. Let us assume that CatalogExample has placed P3P policies on all their pages, and that Claudia is using a Web browser with P3P built in.
Claudia types the address for CatalogExample into her Web browser. Her browser is able to automatically fetch the P3P policy for that page. The policy states that the only data the site collects on its home page is the data found in standard HTTP access logs. Now Claudia's Web browser checks this policy against the preferences Claudia has given it. Is this policy acceptable to her, or should she be notified? Let's assume that Claudia has told her browser that this is acceptable. In this case, the homepage is displayed normally, with no pop-up messages appearing. Perhaps her browser displays a small icon somewhere along the edge of its window to tell her that a privacy policy was given by the site, and that it matched her preferences.
Next, Claudia clicks on a link to the site's online catalog. The catalog section of the site has some more complex software behind it. This software uses cookies to implement a "shopping cart" feature. Since more information is being gathered in this section of the Web site, the Web server provides a separate P3P policy to cover this section of the site. Again, let's assume that this policy matches Claudia's preferences, so she gets no pop-up messages. Claudia continues and selects a few items she wishes to purchase. Then she proceeds to the checkout page.
The checkout page of CatalogExample requires some additional information: Claudia's name, address, credit card number, and telephone number. Another P3P policy is available that describes the data that is collected here and states that her data will be used only for completing the current transaction, her order.
Claudia's browser examines this P3P policy. Imagine that Claudia has told her browser that she wants to be warned whenever a site asks for her telephone number. In this case, the browser will pop up a message saying that this Web site is asking for her telephone number, and explaining the contents of the P3P statement. Claudia can then decide if this is acceptable to her. If it is acceptable, she can continue with her order; otherwise she can cancel the transaction.
Alternatively, Claudia could have told her browser that she wanted to be warned only if a site is asking for her telephone number and was going to give it to third parties and/or use it for uses other than completing the current transaction. In that case, she would have received no prompts from her browser at all, and she could proceed with completing her order.
Note that this scenario describes one hypothetical implementation of P3P. Other types of user interfaces are also possible.
P3P policies use an XML with Namespaces (cf. [XML] and [XML-Name]) encoding of the P3P vocabulary to to provide contact information for the legal entity making the representation of privacy practices in a policy, enumerate the types of data or data elements collected, and explain how the data will be used. In addition, policies identify the data recipients, and make a variety of other disclosures including information about dispute resolution, and the address of a site's human-readable privacy policy. P3P policies must cover all relevant data elements and practices (but note that legal issues regarding law enforcement demands for information are not addressed by this specification; it is possible that a site that otherwise abides by its policy of not redistributing data to others may be required to do so by force of law). P3P declarations are positive, meaning that sites state what they do, rather than what they do not do. The P3P vocabulary is designed to be descriptive of a site's practices rather than simply an indicator of compliance with a particular law or code of conduct. However, user agents may be developed that can test whether a site's practices are compliant with a law or code.
P3P policies represent the practices of the site. Intermediaries such as telecommunication providers, Internet service providers, proxies and others may be privy to the exchange of data between a site and a user, but their practices may not be governed by the site's policies. In addition, note that each P3P policy is applied to specific web resources (web pages, images, cookies, etc.) listed in a policy reference file. By placing one or more P3P policies on a web site, a company or organization does not make any statements about the privacy practices associated with other web resources not mentioned in their policy reference file, with other online activities that do not involve data collected on web sites covered by their P3P policy, or with offline activities that do not involve data collected on web sites covered by their P3P policy.
P3P1.0 user agents can be built into Web browsers, browser plug-ins, or
proxy servers. They can also be implemented as Java applets or JavaScript; or
built into electronic wallets, automatic form-fillers, or other user data
management tools. P3P user agents look for references to a P3P policy at a
well-known location, in P3P headers in HTTP responses, and in P3P
link tags embedded in HTML content. These references indicate
the location of a relevant P3P policy. User agents can fetch the policy from
the indicated location, parse it, and display symbols, play sounds, or
generate user prompts that reflect a site's P3P privacy practices. They can
also compare P3P policies with privacy preferences set by the user and take
appropriate actions. P3P can perform a sort of "gate keeper" function for
data transfer mechanisms such as electronic wallets and automatic form
fillers. A P3P user agent integrated into one of these mechanisms would
retrieve P3P policies, compare them with user's preferences, and authorize
the release of data only if a) the policy is consistent with the user's
preferences and b) the requested data transfer is consistent with the policy.
If one of these conditions is not met, the user might be informed of the
discrepancy and given an opportunity to authorize the data release
themselves.
The P3P1.0 Specification places few requirements on the user interfaces of P3P user agents. Thus user agent implementers may each make their own choices about what words and symbols to present to users to provide information about a web site's privacy policy. Implementers need not use the definitions found in this specification verbatim in their user interfaces. They should, however, make sure that whatever information they present to the user accurately represents the P3P policies described, as per Appendix 7, "P3P Guiding Principles".
Web sites can implement P3P1.0 on their servers by translating their
human-readable privacy policies into P3P syntax and then publishing the
resulting files along with a policy reference file that indicates the parts
of the site to which the policy applies. Automated tools can assist site
operators in performing this translation. P3P1.0 can be implemented on
existing HTTP/1.1-compliant Web servers without requiring additional or
upgraded software. Servers may publish their policy reference files at a well-known location, or they may reference
their P3P policy reference files in HTML/XHTML content using a
link tag. Alternatively, compatible servers may be configured to
insert a P3P extension header into all HTTP responses that indicates the
location of a site's P3P policy reference file.
Web sites have some flexibility in how they use P3P: they can opt for one P3P policy for their entire site or they can designate different policies for different parts of their sites. A P3P policy MUST cover all data generated or exchanged as part of a site's HTTP interactions with visitors. In addition, some sites may wish to write policies that cover all data an entity collects, regardless of how the data is collected.
Significant sections were removed from earlier drafts of the P3P1.0 specification in order to facilitate rapid implementation and deployment of a P3P first step. A future version of the P3P specification might incorporate those features after P3P1.0 is deployed. Such specification would likely include improvements based on feedback from implementation and deployment experience as well as four major components that were part of the original P3P vision but not included in P3P1.0:
This document, along with its normative references, includes all the specification necessary for the implementation of interoperable P3P applications.
The following key words are used throughout the document and have to be read as interoperability requirements. This specification uses words as defined in RFC2119 [KEY] for defining the significance of each particular requirement. These words are:
The P3P specification defines, with the exception of section 2.2.2, section 2.2.3 and section 4, an XML with Namespaces syntax (cf. [XML] and [XML-Name]). In the following, for the sake of brevity we will liberally talk about "XML", meaning the more accurate "XML with Namespaces".
A BNF-like notation is also used thorough the specification: the [ABNF] notation used in this specification is specified in RFC2234 and summarized in Appendix 6. However, note that in the case of XML syntax, such ABNF syntax is only a grammar representative used to enhance readability (lacking, for example, all the syntactic flexibilities that are implicitly included in XML, e.g. whitespace rules, quoting using either single quote (') or double quote ("), character escaping, comments, case sensitivity, order of attributes, namespace handling), and as such it has no normative value. All the XML syntax defined in this specification MUST conform to the XML Schema for P3P (see Appendix 4), which, together with the other constraints expressed in this specification using natural language, constitutes the normative definition.
The (non-normative) DTD provided in Appendix 5 MAY be used to verify that P3P files are valid. However, there are some valid files that may be rejected if checked against the DTD due to their use of namespaces.
As far as the non-XML syntax defined in this specification is concerned (section 2.2.2 defining P3P's HTTP header, section 2.2.3 defining usage of P3P in HTML, and section 4 defining compact policies), instead, the ABNF notation (together with the other constraints expressed in this specification using natural language) constitutes the normative definition.
user.home-info.postal". The
P3P1.0 base data schema specifies a number of data sets.DATASCHEMA element. P3P1.0 defines a standard data schema
called the P3P base data schema.Locating a P3P policy is one of the first steps in the operation of the P3P protocol. Services use policy references to state what policy applies to a specific URI or set of URIs. User agents use policy references to locate the privacy policy that applies to a Web resource, so that they can process that policy for the benefit of their user.
Policy references are used extensively as a performance optimization. P3P policies are typically several kilobytes of data, while a URI that references a privacy policy is typically less than 100 bytes. In addition to the bandwidth savings, policy references also reduce the need for computation: policies can be uniquely associated with URIs, so that a user agent need only parse and process a policy once rather than process it with every document to which the policy applies. Furthermore, by placing the information about relevant policies in a centralized location, Web site administration is simplified.
A policy reference file is used to associate P3P policies with certain regions of URI-space. The policy reference file is an XML with Namespaces (see [XML] and [XML-Name]) file that can specify the policy for a single Web document, portions of a Web site, or for an entire site. The policy reference file may refer to one or more P3P policies; this allows for a single reference file to cover an entire site, even if different P3P policies apply to different portions of the site.The policy reference file is used to make any or all of the following statements:
All of these statements are made in the body of the policy reference file.
This section describes the mechanisms used to indicate the location of a policy reference file. Detailed syntax is also given for the supported mechanisms.
The location of the policy reference file can be indicated using one of four mechanisms. The policy reference file
link tag, orlink tag, orNote that if user agents support retrieving HTML (resp. XHTML) content over HTTP, they MUST handle mechanisms 1, 2 and 3 (resp. 4) listed above interchangeably. See also the requirements for non-ambiguity.
Policies are applied at the level of resources. A "page" from the user's perspective may be composed of multiple HTTP resources; each may have its own P3P policy associated with it. As a practical note, however, placing many different P3P policies on different resources on a single page may make rendering the page and informing the user of the relevant policies difficult for user agents. Additionally, services are recommended to attempt to craft their policy reference files such that a single policy reference file covers any given "page"; this will speed up the user's browsing experience.
For a user agent to process the policy that applies to a given resource, it must locate the policy reference file for that resource, fetch the policy reference file, parse the policy reference file, fetch any required P3P policies, and then parse the P3P policy or policies.
This document does not specify how P3P policies may be associated with Web resources retrieved by means other than HTTP. However, it does not preclude future development of mechanisms for associating P3P policies with resources retrieved using other protocols. Furthermore, additional methods of associating P3P policies with HTTP resources may be developed in the future.
Web sites using P3P MAY (and, are strongly encouraged to) place a policy
reference file in a "well-known" location. To do this, a policy reference
file would be made available on the site at the path
/w3c/p3p.xml.
Note that sites are not required to use this mechanism; however, by using this mechanism, sites can ensure that their P3P policy will be accessible to user agents before any other resources are requested from the site. This will reduce the need for user agents to access the site using safe zone practices. Additionally, if a site chooses to use this mechanism, the policy reference file located in the well-known location is not required to cover the entire site. For example, sites where not all of the content is under the control of a single organization MAY choose not to use this mechanism, or MAY choose to post a policy reference file which covers only a limited portion of the site.
Use of the well-known location for a policy reference file does not preclude use of other mechanisms for specifying a policy reference file. Portions of the site MAY use any of the other supported mechanisms to specify a policy reference file, so long as the non-ambiguity requirements are met.
For example, imagine a shopping-mall Web site run by the MallExample
company. On their Web site (mall.example.com), companies
offering goods or services at the mall would get a company-specific subtree
of the site, perhaps in the path
/companies/company-name. The MallExample company may
choose to put a policy reference file in the well-known location which covers
all of their site except the /companies subtree. Then if the
ShoeStoreExample company has some content in
/companies/shoestoreexample, they could use one of the other
mechanisms to indicate the location of a policy reference file covering their
portion of the mall.example.com site.
One case where using the well-known location for policy reference files is
expected to be particularly useful is in the case of a site which has divided
its content across several hosts. For example, consider a site which uses a
different logical host for all of its Web-based applications than for its
static HTML content. The other mechanisms allowed for specifying the location
of a policy reference file require that some URI on the host being accessed
must be fetched to locate the policy reference file. However, the well-known
location mechanism has no such requirement. Consider the example of an HTML
form located on www.example.com. Imagine that the action URI on
that form points to server cgi.example.com. The policy reference
file that covers the form is unable to make any statements about the action
URI that processes the form. However, the site administrator publishes a
policy reference file at http://cgi.example.com/w3c/p3p.xml that
covers the action URI, thus enabling a user agent to easily locate the P3P
policy that applies to the action URI before submitting the form contents.
Any document retrieved by HTTP MAY point to a policy reference file
through the use of a new response header, the P3P header ([P3P-HEADER]). If a site is using P3P headers, it
SHOULD include this on responses for all appropriate request methods,
including HEAD and OPTIONS requests.
The P3P header gives one or more comma-separated directives. The syntax follows:
| [1] | p3p-header |
= |
`P3P: ` p3p-header-field *(`,` p3p-header-field) |
| [2] | p3p-header-field |
= |
policy-ref-field | compact-policy-field | extension-field |
| [3] | policy-ref-field |
= |
`policyref="` URI-reference `"` |
| [4] | extension-field |
= |
token [`=` (token | quoted-string) ] |
Here,
URI-reference is defined as per RFC 2396 [URI], token and
quoted-string are defined by [HTTP1.1]. |
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In keeping with the rules for other HTTP headers, the name of the P3P header may be written with any casing. The contents should be specified using the casing precisely as specified in this document.
The policyref directive gives a URI which specifies the
location of a policy reference file which may reference the P3P policy
covering the document that pointed to the reference file, and possibly others
as well. When the policyref attribute is a relative URI, that
URI is interpreted relative to the request URI. Note that fetching the URI
given in the policyref directive MAY result in a 300-class HTTP
return code (redirection); user agents MUST interpret those redirects with
normal HTTP semantics. Services should note, of course, that use of redirects
will increase the time required for user agents to find and interpret their
policies. The policyref URI MUST NOT be used for any other
purpose beyond locating and referencing P3P policies.
The compact-policy-field is used to specify "compact
policies". This is described in Section 4.
User agents which find unrecognized directives (in the
extension-fields) MUST ignore the unrecognized directives. This
is to allow easier deployment of future versions of P3P.
1. Client makes a GET request.
GET /index.html HTTP/1.1 Host: catalog.example.com Accept: */* Accept-Language: de, en User-Agent: WonderBrowser/5.2 (RT-11)
2. Server returns content and the P3P header pointing to the
policy of the resource.
HTTP/1.1 200 OK P3P: policyref="http://catalog.example.com/P3P/PolicyReferences.xml" Content-Type: text/html Content-Length: 7413 Server: CC-Galaxy/1.3.18
link TagServers MAY serve HTML content with embedded link tags (cf.
[HTML]) that indicate the location of the relevant P3P
policy reference file. This use of P3P does not require any change in the
server behavior.
The link tag encodes the policy reference information that
could be expressed using the P3P header. The link
tag takes the following form (here, we just produce one possible ABNF format
for the link tag, and suppose the [HTML] syntax rules can
be used when using such a tag into an HTML file):
| [5] | p3p-link-tag |
= |
`<link rel="P3Pv1" href="` URI `">` |
Here, URI is defined as per RFC 2396 [URI]. |
|||
When the href attribute is a relative URI, that URI is
interpreted relative to the request URI.
In order to illustrate with an example the use of the link
tag, we consider the policy reference expressed in Example 2.1 using HTTP headers. That example can
be equivalently expressed using the link tag with the following piece of
HTML:
<link rel="P3Pv1"
href="http://catalog.example.com/P3P/PolicyReferences.xml">
Finally, note that since the p3p-link-tag is embedded in an
HTML document, its character encoding will be the same as that of the HTML
document. In contrast to P3P policy and policy reference documents (see section 2.3 and section 3
below), the p3p-link-tag need not be encoded using [UTF-8]. Note also that the link tag is not
case sensitive.
link tagCorrespondingly to what seen for the HTML link tag, P3P also
supports XHTML (cf. [XHTML-MOD]). Servers MAY serve
XHTML content that, using the XHTML Link Module (cf. Section
5.19 of [XHTML-MOD]), indicate the location of
the relevant P3P policy reference file with an embedded XHTML
link tag. Like in the HTML case, an XHTML link tag
can be used to encode the policy reference information that could be
expressed using the P3P header, by:
rel attribute to "P3Pv1"href attribute to the URI of the relevant P3P
policy reference fileThe mechanisms described here MAY be used for HTTP transactions over any underlying protocol. This includes plain-text HTTP over TCP/IP connections or encrypted HTTP over SSL connections, as well as HTTP over any other communications protocol designers wish to implement.
URIs MAY contain network port numbers, as specified in RFC 2396 [URI]. For the purposes of P3P, different ports on a single host MUST be considered to be separate "sites". Thus, for example, the policy reference file at the well-known location for www.example.com on port 80 (http://www.example.com/w3c/p3p.xml) would not give any information about the policies which apply to www.example.com when accessed over SSL (as the SSL communication would take place on a different port, 443 by default).
This document does not specify how P3P policies may be associated with resources retrieved by means other than HTTP. However, it does not preclude future development of mechanisms for associating P3P policies with resources retrieved over other protocols. Furthermore, additional methods of associating P3P policies with resources retrieved using HTTP may be developed in the future.
This section explains the contents of policy reference files in detail.
Consider the case of a Web site wishing to make the following statements:
/P3P/Policies.xml#first applies to the entire
site, except resources whose paths begin with /catalog,
/cgi-bin, or /servlet./P3P/Policies.xml#second applies to all
resources whose paths begin with /catalog./P3P/Policies.xml#third applies to all
resources whose paths begin with /cgi-bin or
/servlet, except for /servlet/unknown./servlet/unknown.These statements can be represented by the following XML:
<META xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY-REFERENCES>
<EXPIRY max-age="172800"/>
<POLICY-REF about="/P3P/Policies.xml#first">
<INCLUDE>/*</INCLUDE>
<EXCLUDE>/catalog/*</EXCLUDE>
<EXCLUDE>/cgi-bin/*</EXCLUDE>
<EXCLUDE>/servlet/*</EXCLUDE>
</POLICY-REF>
<POLICY-REF about="/P3P/Policies.xml#second">
<INCLUDE>/catalog/*</INCLUDE>
</POLICY-REF>
<POLICY-REF about="/P3P/Policies.xml#third">
<INCLUDE>/cgi-bin/*</INCLUDE>
<INCLUDE>/servlet/*</INCLUDE>
<EXCLUDE>/servlet/unknown</EXCLUDE>
</POLICY-REF>
</POLICY-REFERENCES>
</META>
Note this example also includes via EXPIRY a relative expiry time in the
document (cf. Section 2.3.2.3.2).
This section defines the syntax and semantics of P3P policy reference files. All policy reference files MUST be encoded using [UTF-8]. P3P servers MUST encode their policy reference files using this syntax.
A policy reference file may contain multiple POLICY-REF
elements. If it does contain more than one element, they MUST be processed by
user agents in the order given in the file. When a user agent is attempting
to determine what policy applies to a given URI, it MUST use the first
POLICY-REF element in the policy reference file which applies to
that URI.
Note that each POLICY-REF may contain multiple
INCLUDE, EXCLUDE, METHOD,
COOKIE-INCLUDE, and COOKIE-EXCLUDE elements and
that all of these elements within a given POLICY-REF MUST be
considered together to determine whether the POLICY-REF applies
to a given URI. Thus, it is not sufficient to find an INCLUDE
element that matches a given URI, as EXCLUDE or
METHOD elements may serve as modifiers that cause the
POLICY-REF not to match.
Policy reference files make statements about what policy applies to a
given URI. Policy reference files support a simple wildcard character to
allow making statements about regions of URI-space. The character asterisk
('*') is used to represent a sequence of 0 or more of any
character. No other special characters (such are those found in regular
expressions) are supported.
Note that since the asterisk is also a legal character in URIs ([URI]), some special conventions have to be followed when encoding such "extended URIs" in a policy reference file:
*'s in URIs MUST be escaped in policy
reference files (i.e., they MUST be represented as
"%2A"). Any '*' present in a URI within a
policy reference file will be taken as representing the asterisk
wildcard character.*' present as the
asterisk wildcard character.URI escaping and unescaping is very much dependant on the actual scheme used, and might even differ between individual components within a single scheme, so no simple rule for which characters need to be escaped can be given here. Please refer directly to [URI] for details on the standard escaping process. Note that P3P user agents MAY ignore any URI pattern that does not conform to [URI].
The wildcard character MAY be used in the INCLUDE and
EXCLUDE elements, in the COOKIE-INCLUDE and
COOKIE-EXCLUDE elements, and in the HINT
element.
META and
POLICY-REFERENCES elements<META>META element contains a complete policy reference
file. Optionally, one POLICIES element can follow.
META can also contain one or more one or more EXTENSION elements (cf. section 3.5), as well as an xml:lang
attribute (see section 2.4.2), to indicate the
language in which its content is expressed.<POLICY-REFERENCES>POLICY-REF (policy
reference) elements. It MAY also contain one EXPIRY element (indicating
their expiration time), one or more HINT
element, and one or more EXTENSION element (cf. section 3.5).| [6] | prf |
= |
`<META xmlns="http://www.w3.org/2002/01/P3Pv1"` [xml-lang] `>` *extension policyrefs [policies] *extension "</META>" |
| [7] | policyrefs |
= |
"<POLICY-REFERENCES>" [expiry] *policyref *hint *extension "</POLICY-REFERENCES>" |
Here PCDATA is defined in [XML]. |
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EXPIRY elementIt is desirable for servers to inform user agents about how long they can use the claims made in a policy reference file. By enabling clients to cache the contents of a policy reference file, it reduces the time required to process the privacy policy associated with a Web resource. This also reduces load on the network. In addition, clients that don't have a valid policy reference file for a URI will need to use "safe zone" practices for their requests. If clients have policy reference files that they know are still valid, then they can make more informed decisions on how to proceed.
In order to achieve these benefits, policy reference files SHOULD contain
an EXPIRY element, which indicates the lifetime of the policy
reference file. If the policy reference file does not contain an
EXPIRY element, then it defaults to 24-hour lifetime.
The lifetime of a policy reference file tells user agents how long they can rely on the claims made in the policy reference file. By setting the lifetime of a policy reference file, the publishing site agrees that the policies mentioned in the policy reference file are appropriate for the lifetime of the policy reference file. For example, if a policy reference file has a lifetime of 3 days, then a user agent need not reload that file for 3 days, and can assume that the references made in that policy reference file are good for 3 days. All of the policy references made in a single policy reference file will receive the same lifetime. The only way to specify different lifetimes for different policy references is to use separate policy reference files.
The same mechanism used to indicate the lifetime of a policy reference
file is also used to indicate the lifetime of a P3P policy. Thus P3P
POLICIES elements SHOULD have an EXPIRY element
associated with them as well. This lifetime applies to all P3P policies
contained within that POLICIES element. If there is no
EXPIRY element associated with a P3P policy, then it defaults to
24-hour lifetime.
When picking a lifetime for policies and policy reference files, sites need to pick a lifetime which balances two competing concerns. One concern is that the lifetime ought to be long enough to allow user agents to receive significant benefits from caching. The other concern is that the site would like to be able to change their policy for new data collection without waiting for an extremely long lifetime to expire. It is expected that lifetimes in the range of 1-7 days would be a reasonable balance between these two competing desires. Sites also need to remember the policy update requirements when updating their policies.
When a policy reference file has expired, the information in the policy reference file MUST NOT be used by a user agent until that user agent has successfully revalidated the policy reference file, or has fetched a new copy of the policy reference file.
Note that while user agents are not obligated to revalidate policy reference files or policy files that have not expired, they MAY choose to revalidate those files before their expiry period has passed in order to reduce the need for using "safe zone" practices. A valid P3P user agent implementation does not need to contain a cache for policies and policy reference files, though the implementation will have better performance if it does.
EXPIRY
elementThe EXPIRY element can be used in a policy reference file
and/or in a POLICIES element to state how long the policy
reference file (or policies) remains valid. The
expiry is given as either an absolute expiry time, or a relative expiry time.
An absolute expiry time is a time, given in GMT, until which the policy
reference file (or policies) is valid. A relative
expiry time gives a number of seconds for which the policy reference file (or
policies) is valid. This expiry time is relative to
the time the policy reference file (or policies) was
requested or last revalidated by the client. This computation MUST be done
using the time of the original request or revalidation, and the current time,
with both times generated from the client's clock. Revalidation is defined in
section 13.3 of [HTTP1.1].
The minimum amount of time for any relative expiry time is 24 hours, or 86400 seconds. Any relative expiration time shorter than 86400 seconds MUST be treated as being equal to 86400 seconds in a client implementation. If a client encounters an absolute expiration time that is in the past, it MUST act as if NO policy reference file (or policy) is available. See section 2.4.7 "Absence of Policy Reference File" for the required procedure in such cases.
| [8] | expiry |
= |
"<EXPIRY" (absdate|reldate) "/>" |
| [9] | absdate |
= |
`date="` HTTP-date `"` |
| [10] | reldate |
= |
`max-age="` delta-seconds `"` |
| Here, HTTP-date is defined in section 3.3.1 of [HTTP1.1], and delta-seconds is defined in section 3.3.2 of [HTTP1.1]. | |||
In a real-world network, there may be caches which will cache the contents of policies and policy reference files. This is good for increasing the overall network performance, but may have deleterious effects on the operation of P3P if not used correctly. There are two specific concerns:
HTTP 1.1 [HTTP1.1] contains powerful cache-control mechanisms to allow clients to place requirements on the operations of network caches; these mechanisms can resolve the problems mentioned above. The specific method will be discussed below.
HTTP 1.0, however, does not provide those more sophisticated cache control
mechanisms. An HTTP 1.0 caching proxy will, in all likelihood, compute a
cache lifetime for the policy reference file (or policies) based on the
file's last-modified date; the resulting cache lifetime could be
significantly longer than the lifetime specified by the EXPIRY
element. The caching proxy could then serve the policy reference file (or
policies) to clients beyond the lifetime in the EXPIRY; the
result would be that user-agents would receive a useless policy reference
file (or policies).
The second problem with an HTTP 1.0 caching proxy is that a user agent has no way to know how long the reference file may have been stored by the caching proxy. If the policy reference file (or policies) relies on relative expiry, it would then be impossible for the user agent to determine if the reference file's lifetime has already expired, or when it will expire.
Thus, if a user agent is requesting a policy reference file or a policy, and does not know for certain that there are no HTTP 1.0 caches in the path to the origin server, then the request MUST force an end-to-end revalidation. This can be done with the Pragma: no-cache HTTP request-header. Note that neither HTTP nor P3P define a way to determine if there is a HTTP 1.0-compliant cache in any given network path, so unless the user agent has this information derived from an outside source, it MUST force the end-to-end revalidation.
If the user agent has some way to know that all caches in the network path to the origin server are compliant with HTTP 1.1 (or that there are no caches in the network path to the origin server), then the client MAY do the following instead of forcing an end-to-end revalidation:
Note that it is impossible for a client to accurately predict the amount of latency that may affect an HTTP request. Thus, if the policy reference file covering a request is going to expire soon, clients MAY wish to consider warning their users and/or revalidating the policy reference file before continuing with the request.
The following situations have their semantics specifically defined:
EXPIRY
element, the first one takes precedence for determining the lifetime of
the policy reference file.POLICY-REF
elementA policy reference file may refer to multiple P3P policies, specifying
information about each. The POLICY-REF element describes
attributes of a single P3P policy. Elements within the
POLICY-REF element give the location of the policy and specify
the areas of URI-space (and cookies) that each policy covers.
POLICY-REFabout (mandatory
attribute)name attribute), and the URI part denotes the URI where
the policy resides. If this is a relative URI reference, it is
interpreted relative to the URI of the policy reference file.| [11] | policy-ref |
= |
`<POLICY-REF about="` URI-reference `">` *include *exclude *cookie-include *cookie-exclude *method-element *extension `</POLICY-REF>` |
Here, URI-reference is defined as per RFC 2396 [URI]. |
|||
INCLUDE and
EXCLUDE elementsEach INCLUDE or EXCLUDE element specifies one
local URI or set of local URIs. A set of URIs is specified if the wildcard character '*' is used in the
URI-pattern. These elements are used to specify the portion of the Web site
that is covered by the policy referenced by the enclosing
POLICY-REF element.
When INCLUDE (and optionally, EXCLUDE) elements
are present in a POLICY-REF element, it means that the policy
specified in the about attribute of the POLICY-REF
element applies to all the URIs at the requested host corresponding to the
local-URI(s) matched by any of the INCLUDEs, but not matched by
an EXCLUDE element.
A policy referenced in a policy reference file can be applied only to URIs
on the DNS (Domain Name System) host that reference it. Thus, for example, a
policy reference file at the well-known location of host www.example.com can
apply policies only to resources on www.example.com. However, if
foo.example.com includes a P3P HTTP header in its responses that references a
policy reference file on bar.example.com, that policy reference file would be
applied to resources on foo.example.com (not bar.example.com or
www.example.com). The same policy reference file might be referenced in P3P
HTTP headers sent by multiple hosts, in which case it may be applied to each
host that references it. The INCLUDE and EXCLUDE
elements MUST specify URI patterns relative to the root of the DNS host to
which they are applied. This requirement does NOT apply to the location of
the P3P policy file (the about attribute on the POLICY-REF
element).
If a METHOD element (section
2.3.2.8) specifies one or more methods for an enclosing policy reference,
it follows that all methods not mentioned are consequently
not covered by this policy. In the case that this is the only policy
reference for a given URI prefix, user agents MUST assume that NO policy is
in effect for all methods NOT mentioned in the policy reference file. It is
legal but pointless to supply a METHOD element without any
INCLUDE or COOKIE-INCLUDE elements.
It is legal, but pointless, to supply an EXCLUDE element
without any INCLUDE elements; in that case, the
EXCLUDE element MUST be ignored by user agents.
Note that the set of URIs specified with INCLUDE and
EXCLUDE does not include cookies that might be set or replayed
when requesting one of such URIs: in order to associate policies with
cookies, the COOKIE-INCLUDE and
COOKIE-EXCLUDE elements are needed.
| [12] | include |
= |
"<INCLUDE>" relativeURI "</INCLUDE>" |
| [13] | exclude |
= |
"<EXCLUDE>" relativeURI "</EXCLUDE>" |
Here, relativeURI is defined as per RFC 2396 [URI], with the addition that the '*'
character is to be treated as a wildcard, as defined in section 2.3.2.1.2. |
|||
HINT elementPolicy reference hints are a performance optimization that can be used
under certain conditions. A site may declare a policy reference for itself
using the well-known location, the P3P response header, or the HTML/XHTML
link tag. It MAY further provide a hint to additional policy
references, such as those declared by other sites.
For example, an HTML page might hint at policy references for its hyperlinks, embedded content, and action URIs. User agents MAY use the hint mechanism to discover policy reference files before requesting the affected URIs when the policy references are not available from the well-known location.
User agents which use hints to retrieve policies MUST NOT apply them to any site other than the one which contains the hinted policy reference file.
Any policy reference file MAY contain zero or more policy reference hints.
Each hint is contained in a HINT element with two attributes,
scope and path.
The scope attribute is used to specify a URI scheme and
authority to which the hinted policy reference can be applied. If the
authority component (cf. [URI]) is a server component
(e.g., a hostname or IP address) the host part of the authority MAY begin
with a wildcard, as defined in Section
2.3.2.1.2. The scope attribute MUST NOT contain a wildcard in
any other position, MUST be encoded according to the conventions in Section
2.3.2.1.2, and MUST NOT contain a path, query or fragment URI component.
Additionally, if the authority is a server, it SHOULD NOT contain a userinfo
part.
For example, legal values for scope include:
http://www.example.comhttp://www.example.com:81http://*.example.comftp://ftp.example.orgThe following are illegal values for the scope attribute:
http://www.*.com ; the wildcard can only be at the
starthttp://www.example.com/ ; the trailing slash is not
allowedwww.example.com ; the scheme must be stated*://www.example.com ; the scheme cannot contain a
wildcardhttp://www.example.com:*; the port cannot contain a
wildcardThe path attribute is used to locate the policy reference
file on the hinted site. It is a relative URI whose base is the URI scheme
and authority matched in the scope attribute. The
path attribute MUST NOT be an absolute URI, so that the policy
reference file is always retrieved from the same site that it is applied
to.
Example 2.3:
<HINT scope="http://www.example.org" path="/mypolicy/p3.xml" /> <HINT scope="http://www.example.net:81" path="/w3c/prf.xml" /> <HINT scope="http://*.shop.example.com" path="/w3c/prf.xml" />
| [14] | hint |
= |
`<HINT scope="` scheme ( `://` | `:/` ) authority `" path="` relativeURI `/>` |
Here, scheme, authority and
relativeURI are taken from RFC 2965 [STATE]. |
|||
COOKIE-INCLUDE and
COOKIE-EXCLUDE elementsThe COOKIE-INCLUDE and COOKIE-EXCLUDE elements
are used to associate policies to cookies (cf. [COOKIES] and [STATE]).
A cookie policy MUST cover any data (within the scope of P3P) that is
stored in that cookie or linked via that cookie. It MUST also reference all
purposes associated with data stored in that cookie or enabled by that
cookie. In addition, any data/purpose stored or linked via a cookie MUST also
be put in the cookie policy. In addition, if that linked data is collected by
HTTP, then the policy that covers that
GET/POST/whatever request must cover that data
collection. For example, when CatalogExample asks customers to fill out a
form with their name, billing, and shipping information, the P3P policy that
covers the form submittal will disclose that CatalogExample collects this
data and explain how it is used. If CatalogExample sets a cookie so that it
can recognize its customers and observe their behavior on its web site, it
would have a separate policy for this cookie. However, if this cookie is also
linked to the user's name, billing, and shipping information -- perhaps so
CatalogExample can generate custom catalog pages based on where the customer
lives -- then that data must also be disclosed in the cookie policy.
For the purpose of this specification, state management mechanisms use
either SET-COOKIE or SET-COOKIE2 headers, and
cookie-namespace is defined as the value of the NAME, VALUE, Domain and Path
attributes, specified in [COOKIES] and [STATE].
Each COOKIE-INCLUDE or COOKIE-EXCLUDE element
can be used to match (similarly to INCLUDE and
EXCLUDE) the NAME, VALUE, Domain and Path components of a
cookie, expressing the cookies which are covered by the policy specified by
the about attribute when the cookies are set from the resources
on the Web site where the policy reference file resides:
COOKIE-INCLUDE (resp.
COOKIE-EXCLUDE)name,
value, domain and path
attributesnamevaluedomainpathIf the value of the domain attribute is set to the dot
character ("."), the domain will match only cookies that omit
the domain attribute (and thus have domain equivalent to the
request host as per RFC
2965 ([STATE]).
Cookies that omit the path attribute have the default path of the request
URI that generated the set-cookie response as per RFC 2965 [STATE]. The path attribute of a
COOKIE-INCLUDE should be matched against this default value if a
cookie omits the path attribute.
All four attributes are optional. If an attribute is absent, the
COOKIE-INCLUDE (resp. COOKIE-EXCLUDE) will match
cookies that have that attribute set to any value.
When COOKIE-INCLUDE (and optionally,
COOKIE-EXCLUDE) elements are present in a
POLICY-REF element, the policy specified in the
about attribute of the POLICY-REF element applies
to every cookie that is matched by any COOKIE-INCLUDE's, and
not matched by a COOKIE-EXCLUDE element.
User agents MUST interpret COOKIE-INCLUDE and
COOKIE-EXCLUDE elements in a policy reference file to determine
the policy that applies to cookies set by or replayed to the host to which
the policy reference file applies. While the domain attribute of a
COOKIE-INCLUDE may match more broadly (for example, if the
domain attribute is omitted it defaults to matching any domain value), user
agents MUST limit their application of the policy to domains that could be
legally used in a cookie set by the host to which the policy reference file
applies. For example, if abc.xyz.example.com declares a policyref with
<COOKIE-INCLUDE domain="*.xyz.*ple.com"/>, this would be
matched to cookies with domains such as .abc.xyz.example.com and
.xyz.example.com, but not .example.com or .xyz.sample.com.
A P3P policy can be associated with a cookie by the host that set that
cookie as well as by any or all of the hosts to which it might be replayed. A
user agent MAY fetch a cookie policy at the time a cookie is set and apply it
later when the cookie is replayed, perhaps to other hosts in the domain. A
user agent MAY request a policy reference file from a host before replaying a
cookie to that host, and if the policy reference file contains an appropriate
COOKIE-INCLUDE, a policy will be applied to that cookie even if
the cookie was not set by that host. Any host to which the cookie may be
replayed MUST be able to honor all the policies associated with the cookie,
regardless of whether that host declares a policy for that cookie. Thus sites
that set cookies that may be replayed to multiple hosts within a domain need
to coordinate to make sure all the hosts can follow the declared policy. In
addition, sites should be cautious with their use of wildcards to make sure
that they do not inadvertently apply a policy to cookies to which it should
not be applied (including previously set cookies that are still in use and
cookies set by other hosts in the domain).
The policy that applies to a cookie applies until the policy expires, even if the associated policy reference file expires prior to policy expiry (but after the cookie was set). If the policy associated with a cookie has expired, then the user agent SHOULD reevaluate the cookie policy before sending the cookie. In addition, user agents MUST use only non-expired policies and policy reference files when evaluating new set-cookie events.
Example 2.4 states that /P3P/Policies.xml#first applies to
all cookies.
Example 2.4:
<META xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY-REFERENCES>
<POLICY-REF about="/P3P/Policies.xml#first">
<COOKIE-INCLUDE name="*" value="*" domain="*" path="*"/>
</POLICY-REF>
</POLICY-REFERENCES>
</META>
Example 2.5 states that /P3P/Policies.xml#first applies to
all cookies, except cookies with the cookie name value of
"obnoxious-cookie", a domain value of
".example.com", and a path value of "/", and that
/P3P/Policies.xml#second applies to all cookies with the cookie
name of "obnoxious-cookie", a domain value of
".example.com", and a path value of "/".
Example 2.5:
<META xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY-REFERENCES>
<POLICY-REF about="/P3P/Policies.xml#first">
<COOKIE-INCLUDE name="*" value="*" domain="*" path="*"/>
<COOKIE-EXCLUDE name="obnoxious-cookie" value="*" domain=".example.com" path="/"/>
</POLICY-REF>
<POLICY-REF about="/P3P/Policies.xml#second">
<COOKIE-INCLUDE name="obnoxious-cookie" value="*" domain=".example.com" path="/"/>
</POLICY-REF>
</POLICY-REFERENCES>
</META>
| [15] | cookie-include |
= |
"<COOKIE-INCLUDE" [` name="` token `"`] ; matches the cookie's NAME [` value="` token `"`] ; matches the cookie's VALUE [` domain="` token `"`] ; matches the cookie's Domain [` path="` token `"`] ; matches the cookie's Path "/>" |
| [16] | cookie-exclude |
= |
"<COOKIE-EXCLUDE" [` name="` token `"`] ; matches the cookie's NAME [` value="` token `"`] ; matches the cookie's VALUE [` domain="` token `"`] ; matches the cookie's Domain [` path="` token `"`] ; matches the cookie's Path "/>" |
Here, token, NAME,
VALUE, Domain and Path are
defined as per RFC
2965 [STATE], with the addition that the
'*' character is to be treated as a wildcard, as defined
in section 2.3.2.1.2. |
|||
Note that [STATE] states default values for the
domain and path attributes of cookies: these should be used in the comparison
if those attributes are not found in a specific cookie. Also, conforming to
[STATE], if an explicitly specified
Domain value does not start with a full stop ("."),
the user agent MUST prepend a full stop for it; and, note that every
Path begins with the "/" character.
METHOD elementBy default, a policy reference applies to the stated URIs regardless of
the method used to access the resource. However, a Web site may wish to
define different P3P policies depending on the method to be applied to a
resource. For example, a site may wish to collect more data from users when
they are performing PUT or DELETE methods than when
performing GET methods.
The METHOD element in a policy reference file is used to
state that the enclosing policy reference only applies when the specified
methods are used to access the referenced resources. The METHOD
element may be repeated to indicate multiple applicable methods. If the
METHOD element is not present in a POLICY-REF
element, then that POLICY-REF element covers the resources
indicated regardless of the method used to access them.
So, to state that /P3P/Policies.xml#first applies to all
resources whose paths begin with /docs/ for GET and
HEAD methods, while /P3P/Policies.xml#second
applies for PUT and DELETE methods, the following
policy reference would be written:
Example 2.6:
<META xmlns="http://www.w3.org/2002/01/P3Pv1">
<POLICY-REFERENCES>
<POLICY-REF about="/P3P/Policies.xml#first">
<INCLUDE>/docs/*</INCLUDE>
<METHOD>GET</METHOD>
<METHOD>HEAD</METHOD>
</POLICY-REF>
<POLICY-REF about="/P3P/Policies.xml#second">
<INCLUDE>/docs/*</INCLUDE>
<METHOD>PUT</METHOD>
<METHOD>DELETE</METHOD>
</POLICY-REF>
</POLICY-REFERENCES>
</META>
Note that HTTP requires the same behavior for GET and
HEAD requests, thus it is inappropriate to specify different P3P
policies for these methods. The syntax for the METHOD element
is:
| [17] | method-element |
= |
`<METHOD>` Method `</METHOD>` |
Here, Method is defined in the section
5.1.1 of [HTTP1.1]. |
|||
Finally, note that the METHOD element is designed to be used
in conjunction with INCLUDE or COOKIE-INCLUDE
elements. A METHOD element by itself will never apply a
POLICY-REF to a URI.
A policy reference file specifies the policy which applies to a given URI.
In other words, the indicated policy describes all effects of dereferencing
the given URI (in some cases, with the appropriately specified
METHOD).
There is a general rule which describes what it means for a P3P policy to
cover a URI: the referenced policy MUST cover actions that the user's
client software is expected to perform as a result of requesting that
URI. Obviously, the policy must describe all data collection performed by
site as a result of processing the request for the URI. Thus, if a given URI
is covered for terms of GET requests, then the policy given by
the policy reference file MUST describe all data collection performed by the
site when that URI is dereferenced. Likewise, if a URI is covered for
POST requests, then any data collection that occurs as a result
of POSTing a form or other content to that URI MUST be described by the
policy.
The concept of "actions that the client software is expected to perform" includes the setting of client-side cookies or other state-management mechanisms invoked by the response. If executable code is returned when a URI is requested, then the P3P policy covering that URI MUST cover certain actions which will occur when that code is executed. The covered actions are any actions which could take place without the user explicitly invoking them. If explicit user action causes data to be collected, then the P3P policy covering the URI for that action would disclose that data collection.
Some specific examples:
Forms deserve special consideration, as they often link to CGI scripts or
other server-side applications in their action URIs (the action URI
is the URI given in the action attribute of the HTML
<FORM> element, as defined in section 17.3 of [HTML]). It is often the case that those action URIs are
covered by a different policy than the form itself.
If a user agent is unable to find a matching include-rule for a given
action URI in the policy reference file that was referenced from the page, it
SHOULD assume that no policy is in effect. Under these
circumstances, user agents SHOULD check the well-known location on the host of the action
URI to attempt to find a policy reference file that covers the action URI. If
this does not provide a P3P policy to cover the action URI, then a user agent
MAY try to retrieve the policy reference file by using the HINT mechanism on the action URI, and/or by
issuing a HEAD request to the action URI before actually
submitting any data in order to find the policy in effect. Services SHOULD
ensure that server-side applications can properly respond to such
HEAD requests and return the corresponding policy reference link
in the headers. In case the underlying application does not understand the
HEAD request and no policy has been predeclared for the
action URI in question, user agents MUST assume that no policy is in
effect and SHOULD inform the user about this or take the corresponding
actions according to the user's preferences.
Note that services might want to make use of the
<METHOD> element in order to declare policies for
server-side applications that only cover a subset of supported methods, e.g.,
POST or GET. Under such circumstances, it is
acceptable that the application in question only supports the methods given
in the policy reference file (e.g., PUT requests need not be
supported). User agents SHOULD NOT attempt to issue a HEAD
request to an action URI if the relevant methods specified in the form's
method attribute have been properly predeclared in the page's
policy reference file.
In some cases, different data is collected at the same
action URI depending on some selection in the form. For example, a search
service might offer to both search for people (by name and/or email) and
(arbitrary) images. Using a set of radio buttons on the form, a single
server-side application located at one and the same action URI handles both
cases and collects the required information necessary for the search. If a
service wants to predeclare the data collection practices of the server-side
application it MAY declare all of the data collection practices in a
single policy file (using a <INCLUDE> declaration
matching the action URI). In this case, user agents MUST assume that all data
elements are collected under every circumstance. This solution offers the
convenience of a single policy but might not properly reflect the fact that
only parts of the listed data elements are collected at a time. Services
SHOULD make sure that a simple HEAD request to the action URI
(i.e., without any arguments, especially without the value of the selected
radio button) will return a policy that covers all cases.
Note that if a form is handled through use of the GET method,
then the action URI reflects the choice of form elements selected by the
user. In some cases, it will be possible to make use of the wildcard syntax
allowed in policy reference files to specify different policies for different
uses of the same form action-handler URI. Therefore, user agents MUST include
the query-string portion of URIs when making comparisons with
INCLUDE and EXCLUDE elements in policy reference
files.
User agents need to be able to determine unambiguously what policy applies to a given URI. Therefore, sites SHOULD avoid declaring more than one non-expired policy for a given URI. In some rare case sites MAY declare more than one non-expired policy for a given URI, for example, during a transition period when the site is changing its policy. In those cases, the site will probably not be able to determine reliably which policy any given user has seen, and thus it MUST honor all policies (this is also the case for compact policies, cf. Section 4.1 and Section 4.6). Sites MUST be cautious in their practices when they declare multiple policies for a given URI, and ensure that they can actually honor all policies simultaneously.
If a policy reference file at the well-known location declares a non-expired policy for a given URI, this policy applies, regardless of any conflicting policy reference files referenced through HTTP headers or HTML/XHTML link tags.
If an HTTP response header includes references to more than one policy reference file, P3P user agents MUST ignore all references after the first one.
If an HTML (resp. XHTML) file includes HTML (resp. XHTML)
link tag references to more than one policy reference file, P3P
user agents MUST ignore all references after the first one.
If a user agent discovers more than one non-expired P3P policy for a given
URI (for example because a page has both a P3P header and a link
tag that reference different policy reference files, or because P3P headers
for two pages on the site reference different policy reference files that
declare different policies for the same URI), the user agent MAY assume any
(or all) of these policies apply as the site MUST honor all of them.
Multiple language versions (translations) of the same policy can be
offered by the server using the HTTP "Content-Language" header
to properly indicate that a particular language has been used for the policy.
This is useful so that human-readable fields such as entity and consequence
can be presented in multiple languages. The same mechanism can also be used
to offer multiple language versions for data schemas. Servers SHOULD return a
localized policy in response to an HTTP request with an HTTP
"Accept-Language" header when a policy matching the given
language preferences is available.
Whenever Content-Language is used to distinguish policies at
the same URI that are offered in multiple languages, the policies MUST have
the same meaning in each language. Two policies (or two data schemas) are
taken to be identical if
Due to the use of the Accept-Language mechanism, implementers
should take note that user agents may see different language versions of a
policy or policy reference file despite sending the same
Accept-Language request header if a new language version of a
policy or data schema has been added.
Finally, language declarations can be also included directly within P3P
XML files: the POLICY, POLICIES, META,
and DATASCHEMA elements MAY take an xml:lang
attribute to indicate the language of any human-readable fields they contain
(xml:lang is normatively defined in section 2.12 of [XML]).
| [18] | xml-lang |
= |
` xml:lang="` language `"` |
Here, language is a language identifier as
defined in [LANG]. |
|||
P3P defines a special set of "safe zone" practices, which SHOULD be used by all P3P-enabled user agents and services for the communications which take place as part of fetching a P3P policy or policy reference file. In particular, requests to the well-known location for policy reference files SHOULD be covered by these "safe zone" practices. Communications covered by the safe zone practices SHOULD have only minimal data collection, and any data that is collected is used only in non-identifiable ways.
To support this safe zone, P3P user agents SHOULD suppress the transmission of data unnecessary for the purpose of finding a site's policy until the policy has been fetched. Therefore safe-zone practices for user agents include the following requirements:
Referer header in the
safe zoneAccept-Language HTTP header in the
safe zone. Sending the correct Accept-Language header will
allow fetching a P3P policy in the user's preferred natural language (if
available), but does expose a certain amount of information about the
identity of the user. User agents MAY wish to allow users to decide when
these headers should be sent.Safe-zone practices for servers include the following requirements:
Referer
header, cookies, user agent information, or other information unnecessary
for responding to requests in the safe zoneAccept-Language HTTP
header as part of safe-zone operation, the server is free to choose any
of the available translationsNote that the safe zone requirements do not say that sites cannot keep identifiable information -- only that they SHOULD NOT use in an identifiable way any information collected while serving a policy file. Tracking down the source of a denial of service attack, for example, would be a legitimate reason to use this information.
P3P user agents MUST only render or act upon P3P policies and policy reference files that are well-formed XML.
P3P user agents SHOULD only render or act upon P3P policies and policy reference files that conform to the XML schema given in Appendix 4, and user agents SHOULD NOT rely upon any part of a policy or policy reference file that does not conform to this XML schema.
User agents MUST NOT locally modify a P3P policy or policy reference file in order to make it conform to the XML schema.
P3P policies and references to P3P policies SHOULD NOT contain any sensitive information. This means that there are no additional security requirements for transporting a reference to a P3P policy beyond the requirements of the document it is associated with; so, if an HTML document would normally be served over a non-encrypted session, then P3P does not require nor recommend that the document be served over an encrypted session when a reference to a P3P policy is included with that document.
Note that when a Web site changes its P3P policy, the old policy applies to data collected when it was in effect. It is the responsibility of the site to keep records of past P3P policies and policy reference files along with the dates when they were in effect, and to apply these policies appropriately.
If a site wishes to apply a new P3P policy to previously collected data, it MUST provide appropriate notice and opportunities for users to accept the new policy that are consistent with applicable laws, industry guidelines, or other privacy-related agreements the site has made.
If no policy reference file is available for a given site, user agents MUST assume (an empty) policy reference file exists at the well-known location with a 24 hour expiry, and therefore if the user returns to the site after 24 hours, the user agent MUST attempt to fetch a policy reference file from the well-known location again. User agents MAY check the well-known location more frequently, or upon a certain event such as the user clicking a browser refresh button. Sites MAY place a policy reference file at the well-known location that indicates that no policy is available, but set the expiry such that user agents know they need not check every 24 hours.
User agents MAY asynchronously fetch and evaluate P3P policies. That is, P3P policies need not necessarily be fetched and evaluated prior to other HTTP transactions.This behavior may be dependent on the the user's preferences and the type of request being made. Until a policy is evaluated, the user agent SHOULD treat the site as if it has no privacy policy. Once the policy has been evaluated, the user agent SHOULD apply the user's preferences. To promote deterministic behavior, the user agent SHOULD defer application of a policy until a consistent point in time. For example, a web browser might apply a user's preferences just after the user agent completes a navigation, or when confirming a form submission.
As an aid to sites deploying P3P, several example scenarios are presented, along with descriptions of how P3P is used on those sites.
Scenario 1: Web site basic.example.com uses a variety of images, all of which it hosts. It also includes some forms, which are all submitted directly to the site. This site can declare a single P3P policy for the entire site (or if different privacy policies apply to different parts of the site, it can declare multiple P3P policies). As long as all of the images and form action URIs are in directories covered by the site's P3P policy, user agents will automatically recognize the images and forms as covered by the site's policy.
Scenario 2: Web site busy.example.com uses a content
distribution network called cdn.example.com to host its images so as to
reduce the load on its servers. Thus, all of the images on the site have URIs
at cdn.example.com. CDN acts as an agent to Busy in this situation, and
collects no data other than log data. This log data is used only for Web site
and system administration in support of providing the services that Busy
contracted for. Busy's privacy policy applies to the images hosted by CDN, so
Busy uses the HINT element in its policy reference file to point
to a suitable policy reference file at CDN, indicating that such images are
covered by example.com P3P policy.
Scenario 3: Web site busy.example.com also has a contract
with an advertising company called clickads.example.com to provide banner ads
on its site. The contract allows Clickads to set cookies so as to make sure
each user does not see a given ad more than three times. Clickads collects
statistics on how many users view each ad and reports them to the companies
whose products are being advertised. But these reports do not reveal
information about any individual users. As was the case in Scenario 2, Busy's
privacy policies applies to these ads hosted by Clickads, so Busy uses the
HINT element in its policy reference file to point to a suitable
policy reference file at Clickads, indicating that Busy P3P policy applies to
such embedded content served by clickads.example.com. The companies whose
products are being advertised need not be mentioned in the Busy privacy
policy because the only data they are receiving is aggregate data.
Scenario 4: Web site busy.example.com also has a contract
with funchat.example.com to host a chat room for its users. When users enter
the chat room they are actually leaving the Busy site. However, the chat room
has the Busy logo and is actually covered by the Busy privacy policy. In this
instance Funchat is acting as an agent for Busy, but -- unlike the previous
examples -- their content is not embedded in the Busy site. Busy can use the
HINT element in its policy reference file to point to a suitable
Funchat policy reference file, that indicates that Funchat chat room is
covered by Busy privacy policy, therefore facilitating a smoother transition
to the chat room.
Scenario 5: Web site bigsearch.example.com has a form
that allows users to type in a search query and have it performed on their
choice of search engines located on other sites. When a user clicks the
"submit" button, the search query is actually submitted directly to these
search engines -- the action URI is not on bigsearch.example.com but rather
on the search engine selected by the user. Bigsearch can declare the privacy
policies for these search engines by using the HINT element to
point to their corresponding policy reference files. So when a user clicks
the "submit" button, their user agent can check its privacy policy before
posting any data. In order to make this search choice mechanism work,
Bigsearch might actually have a form with an action URI on its own site,
which redirects to the appropriate search engine. In this case, the user
agent should check the search engine privacy policy upon receiving the
redirect response.
Scenario 6: Web site bigsearch.example.com also has a form that allows users to type in a search query and have it simultaneously performed on ten different search engines. Bigsearch submits the queries, gets back the results from each search engine, removes the duplicates, and presents the results to the user. In this case, the user interacts only with Bigsearch. Thus, the only P3P policy involved is the one that covers the Bigsearch Web site. However, Bigsearch must disclose that it shares the users' search queries with third parties (the search Web sites), unless Bigsearch has a contract with these search engines and they act as agents to Bigsearch.
Scenario 7: Web site bigsearch.example.com also has
banner advertisements provided by a company called adnetwork.example.com.
Adnetwork uses cookies to develop profiles of users across many different Web
sites so that it can provide them with ads better suited to their interests.
Because the data about the sites that users are visiting is being used for
purposes other than just serving ads on the Bigsearch Web site, Adnetwork
cannot be considered an agent in this context. Adnetwork must create its own
P3P policy and use its own policy reference file to indicate what content it
applies to. In addition, Bigsearch may optionally use the HINT
element in its policy reference file to indicate that the Adnetwork P3P
policy reference file applies to these advertisements. Bigsearch should only
do this if Adnetwork has told it what P3P policy applies to these
advertisements and has agreed to notify Bigsearch if the policy reference
needs to be changed.
Scenario 8: Web site busy.example.com uses cookies
throughout its web site. It discloses a cookie policy, separate from its
regular P3P policy to cover these cookies. It uses the
COOKIE-INCLUDE element in its policy reference file to declare
the appropriate policy for these cookies. As a performance optimization, it
also makes available a compact policy by sending a P3P header that includes
this compact policy whenever it sets a cookie.
Scenario 9: Web site config.example.com provides a
service in which they optimize various kinds of web content based on each
user's computer and Internet configuration. Users go to the Config web site
and answer questions about their computer, monitor, and Internet connection.
Config encodes the responses and stores them in a cookie. Later, when the
user is visiting Busy -- a web site that has contracted with Config --
whenever the browser requests content that can be optimized (certain images,
audio files, etc.), Busy will redirect the user to Config, which will read
the user's cookie, and deliver the appropriate content. In this case, Config
should declare a privacy policy that describes the kinds of data collected
and stored in its cookies, and how that data is used. It should use a
COOKIE-INCLUDE element in its policy reference file to declare
the policy for the cookies. It will probably reference Busy's P3P policy for
the actual images or audio files delivered, as it is acting much like CDN
acts in scenario 2. Busy will probably also use HINT elements in
its policy reference file to reference the policy for the Config-delivered
content.
P3P policies are encoded in XML with Namespaces (see [XML] and [XML-Name]). A possible encoding using the RDF data model ([RDF]) is provided in [P3P-RDF].
Section 3.1 begins with an example of an English language privacy policy
and a corresponding P3P policy. P3P policies include general assertions that
apply to the entire policy as well as specific assertions -- called
statements -- that apply only to the handling of particular types of
data referred to by data references. Section 3.2 describes the
POLICY element and policy-level assertions. Section 3.3
describes statements and data references.
The following are two examples of English-language privacy policy to be encoded as a P3P policy. Both policies are for one example company, CatalogExample, which has different policies for those browsing their site and those actually purchasing products. Example 3.1. is provided in both English and as a more formal description using P3P element and attribute names.
CatalogExample
4000 Lincoln Ave.
Birmingham, MI 48009 USA
email: catalog@example.com
Telephone 248-EXAMPLE (248-392-6753)
Data retention:
We purge every two weeks the browsing information that we collect.
Here is Example 3.1 in a more formal description, using the P3P element and attribute names [with the section of the spec that was used cited in brackets for easy reference]: