XML Accessibility Guidelines

W3C Working Draft 22 April 2001

This Version:
http://www.w3.org/WAI/PF/XML/gl-20010422.html
Latest Version:
http://www.w3.org/WAI/PF/xmlgl
Previous Version:
http://www.w3.org/WAI/PF/XML/gl20010321.html
Editors:
Daniel Dardailler, W3C (dd@w3.org)
Sean B. Palmer (sean@mysterylights.com)

Abstract

This document explains how to design accessible XML languages. Compared to the HTML or MathML language, XML is one level up: it is a meta syntax used to describe these languages as well as new ones, and it provides no intrinsic guarantee of device independence or textual alternate support. In this context, guidelines are needed that explain to XML formats and tools designers how to include basic accessibility features - such as the ones present in HTML - in all their new developments.

Status of this document

This document is a WAI PF Internal Working Draft made available by the Protocols and Formats Working Group (PFWG). It is intended that this document will become a W3C Note, following appropriate review.

This version, dated 22 April, follows the face to face meeting of the working group in Amsterdam on the 17th and 18th of April.This reflects changes made at the meeting, but has not been reviewed by the wider membership of the working group.

This document includes a very preliminary atempt to assign some priorities (according to the model used in WCAG) to checkpoints. There is not yet consensus in the group that this should be done, or that these priorities are appropriately assigned. for any marked [[p12@@]] there is known disagreement among the people at the face to face meeting.

Publication of this draft does not imply endorsement by the W3C membership. A list of current W3C technical reports and publications, including working drafts and notes, can be found at http://www.w3.org/TR/.

Please send comments about this document to w3c-wai-pf@w3.org.

Table Of Contents


Introduction

XML (eXtensible Markup Language) is a meta-syntax, used to create new languages.

It can be seen as a simplification of SGML (Standard Generalized Markup Language), designed to promote a wider acceptance in Web markets, but serving the same functionality of extensibility and new language design.

HTML (HyperText Markup Language), on the other hand, is one particular application of SGML, which covers one set of needs ("simple" hypertext documents) and one set of element and attributes.

For instance, in HTML, authors can write elements like:-

 <TITLE>XML and Accessibility</TITLE>
 <ADDRESS lang=fr>Daniel Dardailler</ADDRESS>
 <H1>Background</H1>

and they can only use elements (TITLE, H1, etc) defined by the HTML specification (which defines about a hundred), and their attributes.

In SGML and XML, authors can define their own set of elements, and end up with documents like:-

 <MENU>New England Restaurant</MENU>
 <APPETIZER>Clam Chowder
   <PHOTO url="clam.jpg">A large creamy bowl of clam showder, with
       bread crumbs on top</PHOTO>
 </APPETIZER>

which may fit more closely the needs of their information system.

Within W3C, the HTML language is now being recast as XML - this is called XHTML - including a modularization of HTML to suit the needs of a larger community (mobile users, Web TV, etc).

XML is therefore not to be seen as a replacement of HTML, but as a new building layer, usage examples of which are: XHTML (for general HyperText content) MathML (for representing mathematical formula), SMIL (for synchronizing multimedia), SVG (for scalable graphics), etc., and other new languages designed byother organizations (such a OpenEBook, XML-EDI, etc.).

Furthermore, it is important to understand that XML is not only a User Interface technology (like HTML), but can and is often used in protocol communication, to serialize and encode data to be sent from one machine to another.

XML Grammars, and The Scope Of XMLGL

The XML grammars (called schemas - but see the caveat about our use of the term "schema" in the definition section) can be classified along two different axes:-

Data-oriented:
Tagsets for: UI (User Interface) oriented structural textual rendering (e.g. Docbook, HTML, MenuML, OEB), specialized rendering (e.g. MathML, SVG - Scalable Vector Graphics, MusicML, SMIL - Synchronized Multimedia Integration Language), or any generic data storage format. An informal definition is 'anything for which the question "is there a textual equivalent of all rich media data bits" makes sense'.
Metadata-oriented:
When the content being marked up is metadata. Examples: For expressing data processing (e.g. XSL - Extensible Style Language), RDF (Resource Description Framework), Schema languages, etc.

According to this taxonomy, these guidelines only address Data-centric schemas. This does not imply that the second type of schema doesn't have accessibility issues or features (see how XSLT, can help Braille formatting for instance). However since they are not conveying data, they are out of our scope here.


Problem statement

The WAI (Web Accessibility Initiative) has done extensive work in the HTML area, resulting in lots of new functionality being added to the version 4.0 of the language (see the HTML4 Accessibility Improvements paper).

These features includes:

One area of concern with the advent of XML is that the freedom of design it brings will result in a loss of accessibility features, present today because of HTML's pervasive presence and widely available specification.

For instance, one could design a new XML language that would prevent the creation of accessible documents, by not including in the element or attribute set a way to attach an alternate textual description for a photo:-

 <MENU>New England Restaurant</MENU>
 <APPETIZER>Clam Chowder
   <PHOTO url="clam.jpg"/>  <!-- no alt attribute or textual content model -->
 </APPETIZER>

In this example, the problem is not that the author of this document didn't put an alt attribute value attached to the PHOTO element, it's that the designer of the language didn't put the attribute in the language itself (e.g. in the schema).

But let's start by defining what we mean by accessible schema and documents (Details on these definitions are provided at the end of this document):-

As explained in the introduction, we're only considering Data-centric languages here, and for them, the message is simple: be device independent and export your semantics as much as you can.

While the priority is stronger on the first aspect (multi-modality), both aspects are important, as without the knowledge of the meaning of the XML elements and attributes, there is little chance that alternative user agents can do something intelligent with just the document bits.

This semantics knowledge can be provided through human readable documentation of course, but having machine readable assertions of semantics that can then be used to present the document in various media is paramount for pervasive access (i.e., you don't need a programmer, you just need a program). Enabling others to map from your language to exisiting ones, or vice versa, is a useful accessibility feature.

ICADD (International Committee on Accessible Document Design) was a pioneer in this topic, for SGML accessibility and ways to convey arbitrary schema semantics (using specific SGML binding mechanisms). A few years later, ICADD has not really been adopted (in fact, the ICADD DTD was replaced by HTML and its well known semantics), and people are still trying to solve the same problem, albeit with more experience in the field of HTML accessibility, and applied to XML this time.


Guidelines for Designers of Data-oriented XML Tagsets

This section provides a list of four abstract guidelines. Some examples of checkpoints are provided, and detailed checkpoints and techniques that schema designers can follow to achieve accessibility when designing new XML schemas still have to be defined by WAI and W3C.

Caveat About Presentational & Formatting Tagsets

Languages used only for presentation to a certain scope of users (i.e. final form tagsets) should adhere to the following caveats:-


Notes

Guidelines/Techniques

In the presentation of guidelines for XML accessibility, we try to separate abstract guidelines from implementation techniques. This allows us to talk about the general guideline principles without spending the time up-front to solve the implementation issues.

In fact, there are several techniques for achieving the same result and people's decision will be a function of time and product available and their own commitment to access.

For instance, if an XML designer want to create some kind of "list" element in a given markup, this can be implemented using various techniques:

XML accessibility definitions:


Acknowledgments

The WAI Protocols and Formats Working Group (PF) participants have contributed directly to the content of this document.

References