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Mathematical notations are constantly evolving as people continue to discover innovative ways of approaching and expressing ideas. Even the commonplace notations of arithmetic have gone through an amazing variety of styles, including many defunct ones advocated by leading mathematical figures of their day [Cajori 1928/1929]. Modern mathematical notation is the product of centuries of refinement, and the notational conventions for high-quality typesetting are quite complicated. For example, variables, or letters which stand for numbers, are usually typeset today in a special italic font subtly distinct from the text italic. Spacing around symbols for operations such as +, -, x and / is slightly different from that of text, to reflect conventions about operator precedence. Entire books have been devoted to the conventions of mathematical typesetting, from the alignment of superscripts and subscripts, to rules for choosing parenthesis sizes, to specialized notational practices for subfields of mathematics.

Notational conventions in mathematics, and printed text in general, guide the eye and make printed expressions much easier to read and understand. Though we usually take them for granted, we rely on hundreds of conventions such as paragraphs, capital letters, font families and cases, and even the device of decimal-like numbering of sections such as we are using in this document (an invention due to G. Peano, who is probably better known for his axioms for the natural numbers). Such notational conventions are even more important for electronic media, where one must contend with the difficulties of on-screen reading.

However, there is more to putting math on the Web than merely
finding ways of displaying traditional mathematical notation in a
Web browser. The Web represents a fundamental change in the
underlying metaphor for knowledge storage, a change in which *
interconnectivity* plays a central role. It is becoming
increasingly important to find ways of communicating mathematics
which facilitate automatic processing, searching and indexing, and
reuse in other mathematical applications and contexts. With this
advance in communication technology, there is an opportunity to
expand our ability to represent, encode, and ultimately to
communicate our mathematical insights and understanding with each
other. We believe that MathML is an important step in developing
Mathematics on the Web.

Since its inception, the Web has demonstrated itself to be a very effective method of making information available to widely separated groups of individuals. However, even though the World Wide Web was initially conceived and implemented by scientists for scientists, the capability to include mathematical expressions in HTML is very limited. At present, most mathematics on the Web consists of text with GIF images of scientific notation, which are difficult to read and author.

The World Wide Web Consortium (W3C) has long recognized that lack of support for scientific communication is a serious problem, and Dave Raggett, the author of the HTML 3.0 working draft, made a proposal for HTML Math in 1994. Following a panel discussion on math at the WWW IV Conference in Darmstadt in April 1995, a group was formed to discuss the problem further. In the intervening two years, this group has grown, and been formally reconstituted as the W3C HTML-Math working group.

The MathML proposal reflects the interests and expertise of a very diverse group. Many contributions to the development of MathML deserve special mention, some of which we touch on here. One such contribution concerns the question of accessibility, especially for the visually handicapped. T. V. Raman is particularly notable in this regard. Neil Soiffer and Bruce Smith from Wolfram Research shared their extensive experience with the problems of representing mathematics in connection with the design of Mathematica 3.0. MathML has benefited from the participation of a number of working group members involved in other math encoding efforts in the SGML and computer algebra communities, including Stephen Buswell from Stilo, Stéphane Dalmas from INRIA, Stan Devitt from Waterloo Maple, Angel Diaz and Robert Sutor from IBM, and Stephen Watt from the University of Western Ontario . In particular, MathML has been influenced by the OpenMath project, the work of the ISO 12083 working group, and Stilo Technologies' work on a 'semantic' math DTD fragment. Finally, the American Mathematical Society has played a key role in the development of MathML. Among other things, it has provided two working group chairs: Ron Whitney led the group from May 1996 to March 1997, and Patrick Ion, who has co-chaired the group with Robert Miner from The Geometry Center, from March 1997 to the present.

The most obvious problems with HTML for mathematical communication are of two types:

**Display Problems.** Consider the equation . This equation is sized to
match the surrounding line in 14pt type on the system where it was
authored. Of course, on other systems, or for other font sizes, the
equation is too small or too large. A second point to observe is
that the equation image was generated against a white background.
Thus, if a reader or browser resets the page background to another
color, the anti-aliasing in the image produce white "halos." Next,
consider the equation . This equation has a descender which places the baseline
for the equation at a point about a third of the way from the
bottom of the image. One can pad the image like this: , so that
the centerline of the image and the baseline of the equation
coincide, but this causes problems with the inter-line spacing,
which also makes the equation difficult to read. Moreover, center
alignment of images is handled in slightly different ways by
different browsers, making it impossible to guarantee proper
alignment for different clients.

Image-based equations are generally harder to see, read and comprehend than the surrounding text in the browser window. Moreover, these problems become worse when the document is printed. The resolution of the equations will be around 70 dots per inch, while the surrounding text will typically be 300 or more dots per inch. The disparity in quality is judged to be unacceptable by most people.

**Encoding Problems.** Consider trying to search this page
for part of an equation, for example, the "=10" from the first
equation above. In a similar vein, consider trying to cut and paste
an equation into another application. Using image based methods,
neither of these common needs can be adequately addressed. Although
the use of ALT text in the document source can help, it is clear
that highly interactive Web documents must provide a more
sophisticated interface between browsers and mathematical notation.
Another problem with encoding mathematics as images is that it
requires more bandwidth. By using markup-based encoding, more of
the rendering process is moved to the client machine. Markup
describing an equation is typically smaller and more compressible
than an image of the equation.

Some display problems associated with including math notation in HTML documents as images could be addressed by improving browser image handling. However, even if image handling were improved, the problem of making the information contained in mathematical expressions available to other applications would remain. Therefore, in planning for the future, it is not sufficient to merely upgrade image-based methods. To fully integrate mathematical material into Web documents, a markup-based encoding of mathematical notation and content is required.

In designing any markup language, it is essential to carefully consider the needs of its potential users. In the case of MathML, the needs of potential users cover a broad spectrum, from education to research to commerce:

The education community is a large and important group that must be able to put scientific curriculum materials on the Web. At the same time, educators often have limited resources of time and equipment, and are severely hampered by the difficulty of authoring technical Web documents. Students and teachers need to be able to create mathematical content quickly and easily, using intuitive, easy-to-learn, low-cost tools.

Electronic textbooks are another way of using the Web which will potentially be very important in education. Management consultant Peter Drucker has recently been prophesying the end of big-campus residential higher education and its distribution over the Web [Drucker 1997]. Electronic textbooks will need to be active, allowing intercommunication between the text and scientific software and graphics.

The academic research community generates large volumes of dense scientific material. Increasingly, research publications are being stored in databases, such as the highly successful physics preprint server at Los Alamos National Laboratory. This is especially true in some areas of physics and mathematics where academic journal prices have been increasing at an unsustainable rate. In mathematics there are large collections at Duke, MSRI and SISSA, and on the AMS e-MATH server. In addition, databases of information on mathematical research, such as Mathematical Reviews and Zentralblatt für Mathematik, offer millions of records containing math on the Web.

To accommodate the research community, a design for math markup must facilitate the maintenance and operation of large document collections, where automatic searching and indexing are important. Because of the large collection of legacy data, especially TeX documents, the ability to convert between existing formats and new formats is also very important to the research community. Finally, the ability to maintain information for archival purposes is vital to academic research.

Corporate and academic scientists and engineers also use technical documents in their work to collaborate, to record results of experiments and computer simulations, and to verify calculations. For such uses, math on the Web must provide a standard way of sharing information that can be easily read and generated using commonly available tools.

Another design requirement is the ability to render mathematical material in other media such as speech or braille, which is extremely important for the visually impaired.

Commercial publishers are also involved with math on the Web at all levels from electronic versions of print books to interactive textbooks to academic journals. Publishers require a method of putting math on the Web that is capable of high-quality output, robust enough for large-scale commercial use, and preferably compatible with their current, usually SGML-based, production systems.

1.2.4 Design Goals of MathMLIn order to meet the diverse needs of the scientific community, MathML has been designed with the following goals in mind.

MathML should:

- encode mathematical material suitable for teaching and scientific communication at all levels.
- encode both mathematical notation and mathematical meaning.
- facilitate conversion to and from other math formats, both
presentational and semantic. Output formats should include:
- graphical displays
- speech synthesizers
- computer algebra systems input
- other math layout languages such as TeX
- plain text displays (e.g. VT100 emulators)
- print media, including braille

- allow the passing of information intended for specific renderers and applications.
- support efficient browsing for lengthy expressions.
- provide for extensibility.
- be well suited to template and other math editing techniques.
- be human legible, and simple for software to generate and process.

- MathML equations in HTML pages should render properly in popular Web browsers, in accordance with reader and author viewing preferences, and at the highest quality possible given the capabilities of the platform.
- HTML documents containing MathML equations should print properly and at high-quality printer resolutions.
- MathML equations in Web pages should be able to react to mouse gestures, and coordinate communication with other applications through the browser.
- Equation editors and converters should be developed to facilitate the creation of Web pages containing MathML equations.

The design goals of MathML require a system for encoding mathematical material for the Web which is flexible and extensible, suitable for interaction with external software, and capable of producing high-quality rendering in several media. Any markup language that encodes enough information to do all these tasks well will of necessity involve some complexity.

At the same time, it is important for many groups, such as students, to have simple ways to include math in Web pages by hand. Similarly, other groups, such as the TeX community, would be best served by a system which allowed the direct entry of markup languages like TeX in Web pages. In general, specific user groups are better served by more specialized kinds of input and output tailored to their needs. Therefore, the ideal system for communicating mathematics on the Web should provide both specialized services for input and output, and general services for interchange of information and rendering to multiple media.

In practical terms, the observation that math on the web should provide for both specialized and general need naturally leads to the idea of a layered architecture. One layer consists of powerful, general software tools exchanging, processing and rendering suitably encoded mathematical data. A second layer consists of specialized software tools aimed at specific user groups, and which are capable of easily generating encoded mathematical data which can then be shared with a general audience.

MathML is designed to provide the encoding of mathematical data for the bottom, more general layer in a two layer architecture. It is intended to encode complex notational and semantic structure in an explicit, regular, and easy to process way for renderers, searching and indexing software, and other mathematical applications.

As a consequence, MathML is *not* intended for direct use
by authors. While MathML is human-readable, in all but the simplest
cases, it is too verbose and error-prone for hand generation.
Instead, it is anticipated that authors will use with equation
editors, conversion programs, and other specialized software tools
to generate MathML. Alternatively, some renderers may convert other
kinds of input directly included in Web pages into MathML on the
fly, in response to a cut-and-paste operation, for example.

In some ways, MathML is analogous to other low-level, communication formats such as Adobe's PostScript language. You can create a PostScript file in a variety of ways, depending on your needs; experts write and modify them by hand, authors create them with word processors, graphic artists with paint programs, and so on. Once you have a PostScript file, however, you can share it with a very large audience, since devices which render PostScript, such as printers and screen previewers, are widely available.

Part of the reason for designing MathML as a markup language for a low-level, general, communication layer is to stimulate mathematical Web software development. MathML provides a way of coordinating the development of modular authoring tools and rendering software. By making it easier to develop a functional piece of a larger system, MathML can stimulate a "critical mass" of software development, greatly to the benefit of potential users of math on the Web.

One can envision a similar situation for mathematical data. Authors are free to create MathML documents using the tools best suited to their needs. For example, a student might prefer to use a menu-driven equation editor that can write out MathML to an HTML file. A researcher might use a computer algebra package that automatically encodes the mathematical content of an expression, so that it can be cut from a Web page and evaluated by a colleague. An academic journal publisher might use a program that converts TeX markup to HTML and MathML. Regardless of the method used to create a MathML web page, once it exists, all the advantages of a powerful and general communication layer become available. A variety of MathML software could all be used with the same document to render it in speech or print, to send it to a computer algebra system, or to manage it as part of a large Web document collection. One may expect that eventually MathML can be integrated into other arenas where mathematical formulas occur, such as spreadsheets, statistical packages and engineering tools.

The HTML-Math working group is working with vendors to ensure that a wide variety of MathML software will soon be available, including both rendering and authoring tools. A current list of MathML software is maintained at the World Wide Web Consortium.

The original conception of HTML Math was a simple, straightforward extension to HTML that would be natively implemented in browsers. However, very early on, the explosive growth of the Web made it clear that a general extension mechanism was required, and that math was only one of many kinds of structured data which would have to be integrated into the Web using such a mechanism.

Given that MathML must integrate into the Web as an extension, it is extremely important that MathML and MathML software can interact well with the existing Web environment. In particular, MathML has been designed with three kinds of interaction in mind. First, in order to create mathematical Web content, it is important that existing mathematical markup languages can be converted to MathML, and that existing authoring tools can be modified to generate MathML. Second, it must be possible to embed MathML markup seamlessly in HTML markup in such a way that it will be accessible to future browsers, search engines, and all kinds of Web applications which now manipulate HTML. Finally, it must be possible to render MathML embedded in HTML in today's web browsers in some fashion, even if it is less than ideal.

Extensive work on encoding mathematics has also been done in the SGML community, and SGML-based encoding schemes are widely used by commercial publishers. ISO 12083 is an important markup language which contains a math DTD primarily intended for describing the visual presentation of mathematical notation. Because ISO 12083 math and its derivatives share many presentational aspects with TeX, and because SGML enforces structure and regularity more than TeX, much of the work in ensuring MathML is compatible with TeX also applies well to ISO12083.

MathML also pays particular attention to compatibility with other mathematical software, and in particular, computer algebra systems. Many of the presentation elements of MathML are derived in part from the mechanism of typesetting boxes. The MathML content elements are heavily indebted to the OpenMath project and the Semantic Maths DTD. The OpenMath project has close ties to both the SGML and computer algebra communities, and has laid a foundation for an SGML-based means of communication between mathematical software packages, among other things. The feasibility of both generating and interpreting MathML in computer algebra systems has been demonstrated by prototype software.

As noted above, the success of HTML has led to enormous pressure to incorporate a wide variety of data types and software applications into the Web. Each new format or application potentially places new demands on HTML and on browser vendors. For some time, it has been clear that a general extension mechanism is necessary to accomodate new extensions to HTML. Since work first began on MathML, XML has emerged as the leading candidate for such an extension mechanism.

XML stands for Extensible Markup Language. It is designed as a simplified version of SGML, the meta-language used to define the grammar and syntax of HTML. One of the goals of XML is to be suitable for use on the Web, and in the context of this discussion it can be viewed as a general mechanism for extending HTML. As its name implies, extensibility is a key feature of XML; authors are free to declare and use new tags and attributes. At the same time, XML grammar and syntax rules carefully enforces document structure to facilitate automatic processing and maintenance of large document collections.

Though many details about how XML markup will ultimately be embedded in HTML remain to be resolved, XML has garnered support from major browser vendors. Devising a standard way of embedding XML in HTML is also likely to be a future priority at W3C. Consequently, both on theoretical and pragmatic grounds, it makes a great deal of sense to specify MathML as an XML application, and we have done so.

Once a standard way of embedding XML in HTML exists, it will still be necessary to somehow extend browsers to process and display embedded XML content. Ideally, future browsers will natively process and display widely-used XML applications like MathML, and it is not unreasonable to think this will ultimately be the case. However, in the near term, it will be necessary to provide interim methods for displaying and processing MathML.

A general model for rendering and processing XML extensions to HTML is still being developed by the W3C XML working group. However, broad features of the model are already fairly clear. A new working group is being formed to to devised an Extensible Style Language (XSL) which will be used to instruct browser how XML elements should be rendered in much the same way Cascading Style Sheets (CSS) can be used with HTML, and DSSSL can be used with SGML. Thus, it may soon be possible to write some kind of style sheet which will teach a browser to properly display MathML.

At present, however, it is necessary to extend browser capabilities by using embedded elements to render MathML. It may be the case that a future style sheet mechanism will simply instruct a browser to use a particular embedded renderer to process MathML and coordinate the resulting output with the surrounding Web page. In order to achieve this kind of interaction, however, it will be necessary to define a document object model rich enough to facilitate complicated interactions between browsers and embedded elements. For this reason, the HTML-Math working group is coordinating its efforts closely with the Document Object Model working group.

While work on XML, style sheets, embedded objects, and the document object model is still ongoing, the intent of these efforts is to provide an infrastructure capable of supporting sophisticated markup and rendering applications such as MathML. Moreover, while much remains to be done, enough of this infrastructure is already available to provide a workable, short term solution for the needs of MathML.

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